Investors Capital

A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications needs of that state, or only if they are excluded or exempted from the state's broker/dealer, investment adviser, BD agent or IA rep needs, as the case may be; and follow-up, individualized responses to users in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation.