Lions Share Financial Service

A broker-dealer, investment adviser, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications needs of that state, or only if they are excluded or exempted from the state's broker-dealer, investment adviser, BD agent or IA rep needs. Individualized responses to users in a particular state by broker-dealer, investment adviser, BD agent or IA rep that involve either the securities or the rendering of personalized investment advice for compensation.