Business Details
35 Years
experience
Your Trusted Investment Brokerage Partner
Founded in 1991, Leigh Baldwin has established itself as a trusted investment brokerage firm dedicated to empowering clients with low-cost, high-value financial solutions. Our pioneering approach to internet-based electronic trading revolutionized accessibility for individual investors, while our commitment to treating all clients equally remains unwavering. With over 100 financial professionals managing $1.5 billion in assets, we combine personalized service with cutting-edge technology to deliver tailored investment strategies.Headquartered in Cazenovia, NY, our presence extends across 18 states through strategically located offices, ensuring local expertise with national resources. Our team's collective experience spans decades, providing clients with strategic guidance through market cycles. We maintain rigorous compliance standards and prioritize transparent communication, reflecting our core values of integrity and client-centric service. As a FINRA and SIPC member, we uphold the highest industry benchmarks for security and accountability.
Services
Online Trading
Margin Accounts
Cash Management
Mutual Funds
Stock Brokerage
Consolidation Services
Retirement Accounts
Options Trading
Fixed Income Investments
Portfolio Management
Details
- Year established: 1991
Highlights and features
- Founded in 1991 with proven industry expertise
- Competitive pricing for individual and institutional traders
- Local presence with nationwide service capabilities
- Advanced online trading technology for self-directed investors
- Comprehensive compliance and risk management framework
Associations and certifications
- FINRA
- SIPC
Services
Online Trading
Our advanced online trading system provides direct market access with real-time quotes and execution capabilities. Clients benefit from free stock dividend reinvestment, electronic statements, and 24/7 account access. The platform supports trading in stocks, options, and mutual funds with competitive commission rates.
Margin Accounts
We offer margin accounts with competitive interest rates for qualified investors seeking enhanced purchasing power. Our margin services include real-time position monitoring and risk management tools. Clients receive personalized guidance to understand margin requirements and associated risks.
Cash Management
Our cash management services feature free check writing, debit cards, and EFT access. Clients enjoy seamless integration with brokerage accounts and competitive interest rates on sweep money market funds. The program simplifies liquidity management while maintaining investment flexibility.
Mutual Fund Access
Access over 7,000 mutual funds from major no-load families through our comprehensive fund marketplace. Our platform enables efficient fund comparisons and streamlined transactions. Clients receive ongoing support for building diversified portfolios through mutual fund investments.
Portfolio Consolidation
We help clients consolidate investments from multiple providers into unified portfolios. Our service supports seamless transfers of stocks, bonds, and mutual funds from over 300 fund families. This creates comprehensive visibility and simplified management of total investment holdings.
People
Leigh D. Baldwin
Founder
Leigh D. Baldwin established the firm in 1991 with a vision to democratize investment access. His leadership transformed the company from a solo practice to a full-service brokerage with 100+ professionals managing $1.5B in assets. He pioneered internet trading solutions while maintaining the firm's commitment to equitable client treatment.
Questions
What investment services do you offer?
We provide online trading, margin accounts, cash management solutions, mutual fund access, portfolio consolidation, retirement planning, and institutional trading services.
How can I open an account?
Apply online through our secure portal or contact our Cazenovia office to begin the account opening process with personalized assistance from our team.
What are your trading fees?
Online equity trades start at $19.95 per transaction with additional fees for specialized order types. Detailed fee schedules are available upon request.
Are you registered with regulatory authorities?
Yes, we are registered with FINRA and SIPC, ensuring compliance with strict industry standards for investor protection and operational integrity.
Do you serve out-of-state clients?
We serve clients in 47 states where we maintain proper registration. Individuals outside these states should consult our website for specific eligibility requirements.