Aspen Asset Management

read moreIt's not easy for a business to make a change from private to public. There's considerable amount of work involved in the process and sometimes business owners find themselves lost in the chaos. During this volatile period for your company, you need someone in your corner to help you deal with all the formalities and that's where we come in. Aspen Management has extensive experience in all your corporate needs. We specialize in consulting the process of taking companies public. We'll help you understand the entire process and explain the various legal obligations you need to fulfill to ensure the transfer happens without any legal problems.

read moreThe definition of "going public" is the process of registering a company's shares of stock with the Securities and Exchange Commission and offering the stock for sale to the public.; Going public has become an appealing proposition for most emerging companies due to the advantages it contains. Some of the advantages may include liquidity, access to the public equity markets, and prestige. Going public can also add credibility to your reputation. Public companies are answerable to people who own their shares.

read moreAspen Asset Management has developed an outstanding working partnership with Quicksilver Stock Transfer. Quicksilver Stock Transfer is a transfer agent registered with and regulated by the Securities and Exchange Commission. All of their employees are insured and bonded and the company is subject to periodic SEC audits. They are an extremely reputable and reliable company which is why we use them for all of our stock transfer needs.

read moreS-1 is a registration statement used in the initial public offering of securities. A form S-1 is required to be filed with the U.S. Securities and Exchange Commission to register a public company's securities with the SEC. Your shares can't be listed on the national exchange without it. The S-1 contains the basic business and financial information on an issuer. This document is formally known as Registration Statement under the Securities Exchange Act of 1933. The purpose is to provide the SEC and the investors all information about your company so they know to ensure they're investing in a legitimate company.

read moreDuring the process of moving from private to public, you need to file many forms and handle a number of legal obligations. 15c211 is one such obligation that most businesses have to fulfill before they move forward. Rule 15c211 was designed to provide fully reporting public companies an easier way to have their securities quoted on the National Association of Securities Dealers' Over-the-Counter Bulletin Board (NASD OTC/BB). A company intending to obtain a quotation for its securities is required to file reports with the Securities and Exchange Commission (SEC).