Business Details
26 Years
experience
Comprehensive Financial Advisory Services in Dallas, TX
Level Four Advisory Services is a multi-disciplinary financial firm dedicated to simplifying complex financial challenges through personalized, objective guidance. Since 2000, our team of experienced professionals has provided holistic wealth management, investment advisory services, and insurance solutions to individuals, families, businesses, and financial advisors. Our proprietary four-step processorganize, create, plan, and communicateensures tailored strategies aligned with each clients unique goals. As an SEC-registered investment advisor and FINRA-registered broker-dealer, we prioritize fiduciary responsibility, transparency, and cutting-edge tools.With over 90 branch offices and 150+ financial professionals, we deliver comprehensive services under one roof, including capital management, retirement planning, and business succession strategies. Our commitment to innovation and client-centric values has earned $9.4B+ in assets under management and 35+ professional designations among our team. We operate as a division of CRI Capital Group, leveraging decades of industry expertise to serve 40,000+ households nationwide.
Services
Financial Advisory
Investment Management
Insurance Brokerage
Retirement Planning
Business Succession
Tax Strategy
Estate Planning
Capital Preservation
Corporate Retirement Plans
Wealth Management
Details
- Year established: 2000
Highlights and features
- We offer SEC-registered investment advisory services and FINRA-licensed brokerage solutions.
- Our proprietary four-step process ensures tailored financial strategies for every client.
- Over 150 financial professionals with 35+ industry designations serve nationwide.
- We implement integrated solutions across wealth management, insurance, and business planning.
- Our fiduciary responsibility guarantees transparent, fee-based advisory services without product pressure.
Associations and certifications
- SEC
- FINRA
Services
Financial Advisory
Level Four Advisory Services provides independent, fee-based financial planning tailored to individual needs. Our SEC-registered advisors create customized strategies for retirement, estate planning, and wealth preservation without requiring product purchases or asset transfers. With a focus on fiduciary responsibility, we prioritize client goals through transparent analysis and ongoing support. Our team of 150+ professionals serves 40,000+ households nationwide.
Investment Management
Level Four Capital Management delivers actively managed equity and fixed income portfolios for institutional and individual investors. Our strategies include large cap growth, international dividend growth, and municipal bond funds. Using quantitative analysis and fundamental research, we construct diversified portfolios optimized for risk-adjusted returns. As an SEC-registered advisor, we manage $9.4B+ in assets with a disciplined investment process rooted in intrinsic value evaluation.
Insurance Solutions
Our insurance agency offers comprehensive risk management products including life insurance, annuities, long-term care coverage, and corporate retirement plans. With access to 100+ insurance carriers, we design customized protection strategies for individuals and businesses. Specialized services include key person insurance, executive benefits planning, and business succession solutions that safeguard wealth and ensure continuity during transitions.
Business Consulting
Level Four Business Solutions provides exit planning, employee retention strategies, and executive benefits programs for business owners. Our multi-step approach identifies, protects, and harvests business value through tax planning, succession strategies, and risk management. We specialize in helping entrepreneurs transition their businesses through sales, employee stock ownership plans (ESOPs), or family transfers while optimizing retirement income.
Retirement Planning
We offer comprehensive retirement income planning services addressing tax efficiency, asset allocation, and long-term care needs. Our specialized consultants help athletes, entertainers, and high-net-worth individuals create sustainable income streams through annuities, pension maximization, and Social Security optimization. As fiduciaries, we ensure retirement strategies align with clients' risk tolerance and lifestyle goals without commission-based product pressure.
People
G. Brent Morton
Chief of Staff
G. Brent Morton serves as Chief of Staff at Level Four Advisory Services, coordinating strategic initiatives across the organization. With extensive experience in financial services leadership, he ensures operational alignment with the firm's mission to deliver comprehensive financial solutions to advisors and clients nationwide.
Jill Zacha
Corporate Counsel | Chief Compliance Officer, Advisory
Jill Zacha, JD, serves as Chief Compliance Officer for Level Four Advisory Services. She oversees regulatory compliance programs for the SEC-registered investment advisor, ensuring adherence to fiduciary standards and industry best practices while providing legal counsel on compliance matters.
Marc Whitehead
Chief Financial Officer
Marc Whitehead, CFA, serves as Chief Financial Officer, managing financial operations and strategic planning for Level Four Advisory Services. With deep expertise in financial services, he oversees $9.4B+ in assets under management and ensures fiscal responsibility across the firm's multi-disciplinary financial platform.
David Mauzey
Chief Operations Officer
David Mauzey directs operational infrastructure at Level Four Advisory Services, streamlining processes across 90+ branch offices. He ensures efficient delivery of financial solutions while maintaining compliance with industry regulations through robust operational controls and technology integration.
Kimberly Miller
Chief Compliance Officer, Brokerage
Kimberly Miller, CRCP, serves as Chief Compliance Officer for Level Four Financial, overseeing FINRA-registered brokerage activities. She ensures adherence to securities regulations and implements anti-money laundering protocols across the firm's nationwide network of financial professionals.
Questions
What financial services does Level Four Group offer?
Level Four Group provides financial advisory services, investment management, insurance solutions, retirement planning, business succession strategies, and corporate retirement plans through SEC-registered and FINRA-licensed entities.
Are Level Four Group advisors fiduciaries?
Yes, our advisory services operate under a fiduciary standard, prioritizing client interests through transparent, fee-based advice without product sales requirements or asset transfer mandates.
How does Level Four Group differ from other firms?
We combine SEC-registered investment advisory services with FINRA-licensed brokerage operations and insurance agency solutions under one platform, offering integrated financial strategies from 90+ branch offices nationwide.
Can business owners receive specialized services?
Yes, our business solutions division provides exit planning, employee retention strategies, executive benefits programs, and business succession planning tailored to owners' unique needs and transition goals.
What investment products are available?
We offer actively managed equity and fixed income portfolios, asset allocation models, alternative investments, mutual funds, ETFs, and municipal bond strategies through Level Four Capital Management's SEC-registered platform.
How can I find a local Level Four advisor?
With 90+ branch offices across 15+ states, you can locate a local financial advisor through our website's office locator tool covering Texas, California, New York, and other major markets.
