Business Details
Your Trusted Partner for Financial Planning and Investment Management
Romero Wealth Management has been dedicated to providing comprehensive financial advisory services since 1996, specializing in investment management, retirement planning, and fiduciary excellence. Our team of certified professionals brings decades of combined experience in navigating complex financial landscapes, offering personalized solutions tailored to each client's unique goals and risk tolerance. We adhere to the highest standards of fiduciary responsibility, evidenced by our CEFEX certification and partnerships with industry-leading institutions like LPL Financial and The Private Trust Company.Through strategic asset allocation, tax-efficient planning, and continuous portfolio monitoring, we empower clients to achieve long-term financial security. Our commitment to transparency, ethical conduct, and client-centric service has earned recognition from Forbes and Financial Times, solidifying our reputation as trusted advisors in wealth management.
Services
Investment Management
Retirement Planning
401(k) Consulting
Trust Services
Tax Reduction Planning
Highlights and features
- We offer CEFEX-certified fiduciary services adhering to global best practices
- Our team includes CFP professionals with 20+ years of industry experience
- We provide personalized investment strategies using LPL Financial's SAM Platform
- We specialize in 401(k) plan consulting with proprietary SearchPro evaluation process
- Our trust services combine The Private Trust Company's expertise with local guidance
Associations and certifications
- CEFEX
Services
Investment Management
Our investment management service creates customized portfolios aligned with your risk tolerance and financial goals. Using LPL Financial's Strategic Asset Management platform, we combine stocks, bonds, and alternative investments to optimize returns while maintaining disciplined risk control. Continuous monitoring ensures your assets remain aligned with evolving market conditions and personal circumstances.
Retirement Planning
We develop comprehensive retirement strategies addressing income needs, tax efficiency, and estate considerations. Our approach integrates 401(k) optimization, IRA distribution planning, and Social Security maximization to create sustainable income streams. Regular reviews ensure your plan adapts to changing regulations and life circumstances while maintaining fiduciary compliance.
Trust Services
Through The Private Trust Company partnership, we offer specialized trust administration services including revocable/irrevocable trusts, charitable remainder trusts, and special needs planning. Our solutions focus on asset protection, tax minimization, and seamless intergenerational wealth transfer while maintaining regulatory compliance and professional fiduciary oversight.
401(k) Consulting
We help businesses navigate retirement plan administration through investment due diligence, fiduciary benchmarking, and compliance reviews. Our SearchPro evaluation process identifies optimal providers while our Retirement Plan Health Check tool ensures ongoing effectiveness through peer-group comparisons and regulatory compliance monitoring.
Tax Reduction Planning
Our tax planning service identifies opportunities to minimize tax liabilities through strategic investment positioning and regulatory analysis. Quarterly reviews track legislative changes while coordinated consultations with tax professionals ensure implementation of tax-advantaged strategies aligned with your overall financial objectives.
People
Daniel S. Romero
Certified Financial Planner
Daniel Romero has 25+ years of financial services experience, holding CFP certification since 2005. He specializes in asset management and retirement planning, graduated from UCLA, and maintains Series 7, 63, and 65 licenses through LPL Financial.
Greg Tobey
Branch Research Coordinator
Greg Tobey brings 23 years of industry experience, including nine years as an independent advisor. He manages portfolio strategies, conducts investment research, and holds FINRA licenses 4, 7, 24, 63, and 65 through LPL Financial.
Jason Martinez
Financial Advisor
Jason Martinez, CFA charterholder, specializes in retirement plan solutions. He developed RWM's investment platform after earning his MBA from CSULB and managing real-money portfolios. He holds Series 7, 63, and 65 licenses through LPL Financial.
Jessica Hansen
Director of Business Development
Jessica Hansen leads business strategy initiatives with 20 years of financial services experience. She holds an MBA from Concordia University and maintains Series 7, 63, and 65 licenses as a Registered Administrative Assistant with LPL Financial.
Christie Dengler
Lead Client Service Associate
Christie Dengler manages client account operations with 15 years of financial industry experience. She serves as primary contact for fund transactions and new account openings, ensuring seamless client service delivery.
Questions
What investment approach do you use?
We employ strategic asset allocation through LPL Financial's SAM Platform, combining stocks, bonds, and alternatives tailored to your risk profile and goals.
How are you compensated for services?
We operate as fee-based advisors, aligning our interests with yours through transparent management fees tied to assets under management.
Do you work with out-of-state clients?
Yes, we serve clients across 30+ states through virtual consultations and digital portfolio management tools.
What retirement plan services do you offer?
We provide 401(k) consulting, fiduciary benchmarking, provider evaluations, and participant education programs for businesses.
How do you ensure investment quality?
We use Zephyr's Style Advisor for rigorous fund analysis across 12+ metrics, ensuring only top-performing investments meet our standards.
What trust services are available?
Through The Private Trust Company, we offer revocable/irrevocable trusts, charitable trusts, special needs planning, and estate settlement services.
